As a lawyer, I worry probably too much about potential liability. Of course, much of it is needless paranoia because lawsuits and regulatory investigations are so rare when it comes down to it.
But when lawsuits and regulatory investigations do…
One challenge that sometimes happens as part of a company’s drafting process is when the compensation group is working off kilter a little bit from the rest of the drafting team.
The problem arises due to a timing difference. The…
As a lawyer, I worry probably too much about potential liability. Of course, much of it is needless paranoia because lawsuits and regulatory investigations are so rare when it comes down to it.
But when lawsuits and regulatory investigations do…
A while back, I blogged about how to improve your IR web page by using SEO. And see my blog about why making your IR web page accessible is important. Here are five tips about how ways you might consider…
As I blogged about recently, I’ve been using AI more frequently now that the reasoning tools have been available. I’ve had some remarkable successes using it. And some not so much. Recently, I tried the query of “How can a…
As a long-time practitioner in the SEC filings space, I actually don’t have a lot of experience drafting “happy talk” documents. The proxy and Form 10-K have undergone a radical transformation over my 35-year career in gradually evolving from compliance-only…
Junior lawyers spend their first few years getting up to speed on the rules and regulations. It’s a real jumble and it’s hard enough to merely keep up with the latest rulemakings from the SEC, much less learn all that…
I am happy to say that we are up to 90 “Transparency Advocates.” Among this group of Advocates are numerous former SEC Staffers. We are looking for ten more if you are willing to join this illustrious group – ping…
